Chan, Hiu Shun 陳曉信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTRUIST FINANCIAL GROUP LIMITED | Rep | Dealing in securities | 2012-04-12 | 2013-08-31 |
| 2 | Black Marble Securities Limited | Rep | Dealing in securities | 2016-04-19 | 2017-06-28 |
| 3 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-05-10 | 2019-03-13 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2018-05-10 | 2019-03-13 | Rep | Dealing in securities | 2018-05-10 | 2019-03-13 |
| 5 | One Heritage Capital Management Limited | RO | Advising on securities | 2019-03-22 | 2020-06-16 | RO | Asset management | 2019-03-22 | 2020-06-16 |
| 6 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-11-12 | 2016-04-07 |
| 7 | Pixiu Asset Management Limited | Rep | Advising on securities | 2020-08-27 | 2020-11-19 | Rep | Asset management | 2020-08-27 | 2020-11-19 | RO | Advising on securities | 2020-11-19 | 2022-12-31 | RO | Asset management | 2020-11-19 | 2022-12-31 | RO | Advising on securities | 2024-01-04 | RO | Asset management | 2024-01-04 |
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