Wong, Ka Lee (SFC:AZG056) 黃嘉莉

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED Rep Dealing in securities 2012-04-13 2013-07-06
2 Principal Investment & Retirement Services Limited Rep Advising on securities 2015-09-22 2018-01-22
Rep Dealing in securities 2015-09-22 2018-01-22
3 Tiger Securities Asset Management Company Limited Rep Dealing in securities 2020-12-01 2021-09-01

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