Mocatta, Frederick Edward Elkin 毛家鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-04-17 | 2012-06-29 | Rep | Advising on securities | 2012-04-17 | 2012-06-29 | Rep | Dealing in securities | 2012-04-17 | 2012-06-29 |
| 2 | LLOYD GEORGE MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-07-07 | 2017-10-13 |
| 3 | ORION INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2014-07-02 | 2015-02-25 | RO | Advising on securities | 2014-07-02 | 2015-02-25 | RO | Dealing in securities | 2014-07-02 | 2015-02-25 |
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