Chu, Lindsay Li-Shen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2022-10-18 | RO | Advising on securities | 2022-10-18 | RO | Dealing in securities | 2022-10-18 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-20 | 2015-04-01 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-06-01 | 2022-06-06 | Rep | Advising on securities | 2015-06-01 | 2022-06-06 | Rep | Dealing in securities | 2015-06-01 | 2022-06-06 |
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