Hock, Wai Hou 何維豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-20 | 2017-07-17 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2020-06-15 | Rep | Advising on securities | 2020-06-15 | Rep | Dealing in securities | 2020-06-15 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2020-06-15 | 2024-02-19 | Rep | Advising on securities | 2020-06-15 | 2024-02-19 | Rep | Dealing in securities | 2020-06-15 | 2024-02-19 |
| 4 | Willis Towers Watson Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-10-03 | 2018-08-08 | Rep | Dealing in securities | 2017-10-03 | 2018-08-08 | RO | Advising on corporate finance | 2018-08-08 | 2019-06-18 | RO | Dealing in securities | 2018-08-08 | 2019-06-18 |
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