Liu, Chao (SFC:AZH606) 劉超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-08-08 | 2017-08-26 | Rep | Advising on securities | 2016-08-08 | 2017-08-26 | Rep | Dealing in securities | 2016-08-08 | 2017-08-26 |
| 2 | Fosun Asset Management Limited | Rep | Advising on securities | 2020-04-22 | 2021-02-10 | Rep | Asset management | 2020-04-22 | 2021-02-10 | Rep | Dealing in securities | 2020-04-22 | 2021-02-10 | RO | Advising on securities | 2021-02-10 | 2023-06-30 | RO | Asset management | 2021-02-10 | 2023-06-30 | RO | Dealing in securities | 2021-02-10 | 2023-06-30 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-20 | 2016-04-25 |
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