Wan, Hei Yeung 尹希陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Capital Management Limited | RO | Advising on securities | 2019-10-08 | RO | Asset management | 2019-10-08 | RO | Dealing in securities | 2020-11-02 |
| 2 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-16 | 2019-10-03 | RO | Advising on securities | 2018-05-07 | 2019-10-03 |
| 3 | China-Hong Kong Link Securities Company Limited | Rep | Dealing in securities | 2017-05-05 | 2019-10-03 |
| 4 | Look's Securities Limited | Rep | Dealing in securities | 2016-09-20 | 2017-02-04 |
| 5 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2013-10-25 | 2015-01-12 | Rep | Asset management | 2013-10-25 | 2015-01-12 |
| 6 | Safari Asia Limited | Rep | Asset management | 2015-09-01 | 2016-08-18 | Rep | Advising on securities | 2016-08-17 | 2017-02-04 | RO | Asset management | 2016-08-18 | 2017-02-04 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-04-23 | 2012-09-12 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-20 | 2012-09-12 |
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