Joshi, Deepak (SFC:AZI921)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-09-10 | 2020-08-03 | Rep | Dealing in securities | 2018-09-10 | 2020-08-03 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-03-05 | 2016-05-20 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-04-23 | 2016-05-20 | Rep | Dealing in securities | 2012-04-23 | 2016-05-20 | Rep | Dealing in futures contracts | 2017-06-01 | 2017-06-09 | Rep | Dealing in securities | 2017-06-01 | 2017-06-09 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-04-23 | 2016-05-20 | Rep | Dealing in futures contracts | 2017-06-01 | 2017-06-09 | Rep | Dealing in securities | 2017-06-01 | 2017-06-09 |
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