Lau, Joanne Yan-Wah 劉恩華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2022-05-10 | Rep | Dealing in securities | 2023-12-08 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2022-02-21 | Rep | Dealing in securities | 2022-02-21 |
| 3 | CSOP Asset Management Limited | Rep | Advising on securities | 2012-04-25 | 2013-04-30 | Rep | Asset management | 2012-04-25 | 2013-04-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2015-12-01 | 2021-07-19 |
| 5 | Liquidnet Asia Limited | Rep | Dealing in securities | 2021-11-25 | 2022-02-01 | Rep | Automated trading services | 2021-12-15 | 2022-02-01 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2013-05-22 | 2015-11-25 | Rep | Asset management | 2013-05-22 | 2015-11-25 | Rep | Dealing in securities | 2013-05-22 | 2015-11-25 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2013-05-22 | 2015-11-25 | Rep | Asset management | 2013-05-22 | 2015-11-25 | Rep | Dealing in securities | 2013-05-22 | 2015-11-25 |
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