Gao, Ya (SFC:AZJ498) 高雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-11-30 | 2017-01-14 | Rep | Advising on securities | 2016-11-30 | 2017-01-14 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2016-11-30 | 2017-01-14 | Rep | Dealing in securities | 2016-11-30 | 2017-01-14 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-30 | 2014-05-31 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-06-16 | 2015-03-06 | Rep | Advising on securities | 2014-06-16 | 2015-03-06 | Rep | Dealing in securities | 2014-06-16 | 2015-03-06 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-06-16 | 2015-03-06 | Rep | Advising on securities | 2014-06-16 | 2015-03-06 | Rep | Dealing in securities | 2014-06-16 | 2015-03-06 |
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