Howard, Paul Raymond (SFC:AZJ946)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2012-04-30 | 2013-07-24 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2012-04-30 | 2019-06-20 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-04-30 | 2019-06-20 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2012-04-30 | 2019-06-20 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2013-07-24 | 2019-06-20 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2013-08-06 | 2017-11-27 |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2013-08-06 | 2017-11-27 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-09-03 | 2021-04-09 |
| 9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2019-09-03 | 2021-04-09 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-03 | 2021-04-09 |
| 11 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-03 | 2021-04-09 |
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