Kong, Ming Fai 江明輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2020-02-11 | 2020-06-13 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-11 | RO | Dealing in securities | 2003-08-11 | 2006-08-31 |
| 3 | HOORAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2023-12-29 | |
| 4 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2023-04-04 | 2023-05-10 | RO | Dealing in securities | 2023-05-10 |
| 5 | Huarong International Asset Management Limited | RO | Asset management | 2012-07-04 | 2013-11-17 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-10-16 | 2009-11-27 | RO | Dealing in securities | 2009-11-27 | 2013-11-17 | Rep | Dealing in futures contracts | 2011-06-17 | 2013-11-17 | Rep | Advising on securities | 2011-09-22 | 2013-11-17 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2007-04-04 | 2009-10-11 | RO | Asset management | 2009-05-25 | 2009-10-11 |
| 8 | JMC Capital HK Limited | Rep | Dealing in securities | 2020-10-16 | 2021-01-06 | RO | Advising on securities | 2021-01-06 | 2022-12-31 | RO | Asset management | 2021-01-06 | 2022-12-31 | RO | Dealing in securities | 2021-01-06 | 2022-12-31 |
| 9 | JMC Capital International Limited | RO | Advising on futures contracts | 2021-03-11 | 2022-12-31 | RO | Advising on securities | 2021-03-11 | 2022-12-31 | RO | Dealing in futures contracts | 2021-03-11 | 2022-12-31 | RO | Dealing in securities | 2021-03-11 | 2022-12-31 |
| 10 | LW Asset Management Advisors Limited | RO | Asset management | 2019-02-01 | 2019-11-26 |
| 11 | Oshidori Securities Limited | Rep | Dealing in securities | 2006-09-26 | 2006-12-16 | RO | Dealing in securities | 2006-12-16 | 2007-01-27 |
| 12 | Rifa Asset Management Limited | RO | Advising on futures contracts | 2017-10-27 | 2018-11-11 | RO | Advising on securities | 2017-10-27 | 2018-11-11 | RO | Asset management | 2017-10-27 | 2018-11-11 |
| 13 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-11-27 | 2015-10-28 | RO | Dealing in futures contracts | 2015-10-28 | 2018-11-11 |
| 14 | Rifa Securities Limited | Rep | Dealing in securities | 2013-11-27 | 2014-01-17 | RO | Dealing in securities | 2014-01-17 | 2018-11-11 |
| 15 | TFI Asset Management Limited | Rep | Advising on securities | 2013-11-27 | 2015-04-14 | Rep | Advising on futures contracts | 2014-04-10 | 2015-04-14 | RO | Asset management | 2014-06-27 | 2016-09-27 | RO | Advising on futures contracts | 2015-04-14 | 2016-09-27 | RO | Advising on securities | 2015-04-14 | 2016-09-27 |
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