Lam, Kai Tin 林佳典
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-07 | 2012-05-16 |
| 2 | Fosun International Securities Limited | Rep | Advising on securities | 2015-07-28 | 2016-07-05 | Rep | Dealing in securities | 2015-07-28 | 2016-07-05 | Rep | Advising on corporate finance | 2015-08-21 | 2016-07-05 |
| 3 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2012-06-04 | 2012-08-07 |
| 4 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-09-20 | Rep | Asset management | 2022-09-20 | Rep | Dealing in securities | 2022-12-06 |
| 5 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-02 | 2022-08-19 | Rep | Asset management | 2018-05-02 | 2022-08-19 |
| 6 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-07-04 | 2018-04-06 | Rep | Dealing in securities | 2017-07-04 | 2018-04-06 |
| 7 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-29 | 2017-06-30 |
| 8 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-07-29 | 2017-06-30 |
| 9 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-29 | 2015-06-05 | Rep | Dealing in securities | 2012-08-29 | 2015-06-05 | Rep | Advising on securities | 2014-11-03 | 2015-06-05 |
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