Mok, Chue Man 莫鑄文

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Rep Advising on securities 2016-10-12 2016-12-06
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep 2019-06-17 2022-08-10
Raffles Assets Management (HK) Co. Limited Rep 2023-01-04
2 YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep Asset management 2019-06-17 2022-08-10
Raffles Assets Management (HK) Co. Limited Rep 2023-01-04
3 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2013-04-03 2013-10-18
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep 2014-07-29 2016-06-03
WING FUNG FUTURES LIMITED Rep 2016-06-23 2016-08-16
CHIEF COMMODITIES LIMITED Rep 2017-02-13 2017-03-07
Essence Futures (Hong Kong) Limited Rep 2017-03-21 2019-05-03
4 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-05-09 2013-10-18
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep 2014-07-29 2016-06-03
WING FUNG SECURITIES LIMITED Rep 2016-06-23 2016-08-16
FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Rep 2016-08-26 2016-12-06
CHIEF SECURITIES LIMITED Rep 2017-02-13 2017-03-07
Essence International Securities (Hong Kong) Limited Rep 2017-03-21 2019-05-03
Raffles Assets Management (HK) Co. Limited Rep 2023-01-26

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