Lecoq, Charles Makoto
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2016-09-26 | 2018-04-16 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-23 | 2018-11-30 | Rep | Dealing in futures contracts | 2018-10-23 | 2018-11-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-02-21 | |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-02-21 | Rep | Dealing in securities | 2022-02-21 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2012-05-11 | 2016-05-20 | Rep | Dealing in futures contracts | 2012-05-11 | 2016-05-20 | Rep | Dealing in securities | 2012-05-11 | 2016-05-20 |
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