Iu, Janice Ho Yee 姚皓儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-12-19 | 2021-10-25 | Rep | Dealing in securities | 2013-12-19 | 2021-10-25 | Rep | Advising on securities | 2014-05-23 | 2021-10-25 | RO | Advising on corporate finance | 2021-10-25 | 2022-05-13 | RO | Advising on securities | 2021-10-25 | 2022-05-13 | RO | Dealing in securities | 2021-10-25 | 2022-05-13 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-14 | 2015-05-12 |
| 3 | GREATER CHINA STRATEGIC CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-05-14 | 2013-12-08 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-05-18 | 2022-06-07 | Rep | Advising on securities | 2022-05-18 | 2022-06-07 | Rep | Dealing in securities | 2022-05-18 | 2022-06-07 | RO | Advising on corporate finance | 2022-06-07 | RO | Advising on securities | 2022-06-07 | RO | Dealing in securities | 2022-06-07 |
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