Xiong, Hao (1984) 熊浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-05-15 | 2013-07-24 | Rep | Asset management | 2012-05-15 | 2013-07-24 |
| 2 | Open Asset Management Limited | Rep | Advising on securities | 2020-10-20 | 2020-10-20 | Rep | Asset management | 2020-10-20 | 2020-10-20 | RO | Advising on securities | 2020-10-20 | 2021-03-12 | RO | Asset management | 2020-10-20 | 2021-03-12 |
| 3 | Open Securities Limited | Rep | Advising on securities | 2020-10-20 | 2020-10-20 | Rep | Dealing in futures contracts | 2020-10-20 | 2020-10-20 | Rep | Dealing in securities | 2020-10-20 | 2020-10-20 | RO | Advising on securities | 2020-10-20 | 2021-03-12 | RO | Dealing in futures contracts | 2020-10-20 | 2021-03-12 | RO | Dealing in securities | 2020-10-20 | 2021-03-12 |
| 4 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-08-26 | 2014-09-30 |
| 5 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-08-26 | 2014-09-30 |
| 6 | ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED | RO | Asset management | 2022-01-20 | 2022-04-07 |
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