Niu, Nianzong 牛念宗

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2012-05-21 2017-08-10
2 China Securities (International) Brokerage Company Limited Rep Advising on securities 2017-10-19 2018-04-19
Rep Dealing in securities 2017-10-19 2018-04-19
3 China Securities (International) Corporate Finance Company Limited Rep Advising on corporate finance 2017-10-19 2018-04-19
Rep Dealing in securities 2017-10-19 2018-04-19

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