Gao, Li (SFC:AZO325) 高麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-05-28 | 2016-07-13 | Rep | Advising on securities | 2012-05-28 | 2016-07-13 | Rep | Dealing in securities | 2012-05-28 | 2016-07-13 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2016-09-27 | 2019-08-23 | Rep | Advising on securities | 2016-09-27 | 2019-08-23 | Rep | Dealing in securities | 2016-09-27 | 2019-08-23 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-06-21 | 2023-10-25 | Rep | Advising on securities | 2021-06-21 | 2023-10-25 | Rep | Dealing in securities | 2021-06-21 | 2023-10-25 |
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