Liu, Wing Chung 廖詠聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2019-02-20 | Rep | Dealing in securities | 2019-02-20 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-28 | 2017-01-13 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2017-02-06 | 2019-02-15 | Rep | Dealing in securities | 2017-02-06 | 2019-02-15 |
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