Lui, Joyce Yee Man 呂懿文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynosure Asset Management Hong Kong Limited | Rep | Advising on securities | 2012-05-28 | 2013-05-25 | Rep | Dealing in securities | 2012-05-28 | 2013-05-25 | Rep | Advising on securities | 2013-09-17 | 2015-01-27 | Rep | Dealing in securities | 2013-09-17 | 2015-01-27 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2015-07-14 | 2019-09-04 | Rep | Asset management | 2015-07-14 | 2019-09-04 | Rep | Dealing in securities | 2015-07-14 | 2019-09-04 |
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