Chang, Aaron Zai Yuen 張世炫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Dealing in securities | 2023-02-15 | Rep | Advising on corporate finance | 2023-02-15 | 2023-05-17 | RO | Advising on corporate finance | 2023-05-17 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-03-15 | 2018-08-01 | Rep | Dealing in securities | 2018-03-15 | 2023-02-01 | RO | Advising on corporate finance | 2018-08-01 | 2023-02-01 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-10-20 | 2016-09-02 | Rep | Dealing in securities | 2015-10-20 | 2016-09-02 |
| 4 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2016-11-15 | 2018-03-07 | Rep | Dealing in securities | 2016-11-15 | 2018-03-07 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-05-05 | 2015-08-28 | Rep | Dealing in securities | 2014-05-05 | 2015-08-28 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2012-05-28 | 2014-04-14 | Rep | Advising on securities | 2012-05-28 | 2014-04-14 | Rep | Dealing in securities | 2012-05-28 | 2014-04-14 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2015-09-30 | 2015-10-05 | Rep | Dealing in securities | 2015-09-30 | 2015-10-05 |
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