Guo, Yao (SFC:AZP163) 郭遥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-12-18 | 2021-04-16 | Rep | Dealing in securities | 2017-12-18 | 2021-04-16 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-05-30 | 2014-04-29 | Rep | Dealing in securities | 2012-05-30 | 2014-04-29 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-05-26 | 2015-11-09 | Rep | Advising on securities | 2014-05-26 | 2015-11-09 | Rep | Dealing in futures contracts | 2014-05-26 | 2015-11-09 | Rep | Dealing in securities | 2014-05-26 | 2015-11-09 |
| 4 | Maven Asia (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-07-23 | 2023-10-31 | Rep | Dealing in securities | 2021-07-23 | 2023-10-31 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-12-21 | 2017-09-13 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-12-21 | 2017-09-13 | Rep | Dealing in securities | 2015-12-21 | 2017-09-13 |
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