Au Yeung, Wai Kin 歐陽偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-05-30 | 2013-04-08 |
| 2 | DONVEX CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-06-28 | 2016-05-27 | Rep | Advising on corporate finance | 2018-06-22 | 2020-10-21 |
| 3 | DRACO CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-10-30 | 2021-03-04 | RO | Advising on corporate finance | 2021-03-04 |
| 4 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2016-08-22 | 2016-11-01 |
| 5 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2012-05-30 | 2013-04-08 |
| 6 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-11-09 | 2017-09-26 | Rep | Dealing in securities | 2016-11-09 | 2017-09-26 |
| 7 | VBG Capital Limited | Rep | Advising on corporate finance | 2017-10-13 | 2017-12-05 | Rep | Dealing in securities | 2017-10-13 | 2017-12-05 |
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