Wepener, Raymond Henry
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2012-05-31 | 2015-07-23 |
| 2 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-05-31 | 2015-07-23 |
| 3 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | Advising on securities | 2015-07-23 | 2015-10-08 |
| 4 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2015-07-23 | 2015-10-08 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-10-29 | 2021-03-05 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-10-29 | 2021-03-05 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-03-22 | 2021-03-05 |
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