Haggerty, Stephen (SFC:AZK515)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2012-06-01 | 2012-07-25 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-06-01 | 2012-07-25 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-06-01 | 2012-07-25 |
| 4 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2012-07-25 | 2013-01-17 |
| 5 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2012-07-25 | 2016-04-06 |
| 6 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2012-07-25 | 2016-04-06 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-01-17 | 2017-06-06 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2016-04-06 | 2017-06-06 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-04-06 | 2017-06-06 |
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