Walsh, David John (SFC:AZP102)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2012-06-06 | 2015-05-15 | Rep | Asset management | 2012-06-06 | 2015-05-15 | Rep | Dealing in futures contracts | 2012-06-06 | 2015-05-15 | Rep | Dealing in securities | 2012-06-06 | 2015-05-15 | RO | Advising on securities | 2015-05-15 | 2015-11-18 | RO | Asset management | 2015-05-15 | 2015-11-18 | RO | Dealing in futures contracts | 2015-05-15 | 2015-11-18 | RO | Dealing in securities | 2015-05-15 | 2015-11-18 | Rep | Advising on securities | 2015-11-18 | 2016-10-25 | Rep | Asset management | 2015-11-18 | 2016-10-25 | Rep | Dealing in futures contracts | 2015-11-18 | 2016-10-25 | Rep | Dealing in securities | 2015-11-18 | 2016-10-25 | RO | Advising on securities | 2016-10-25 | 2016-12-01 | RO | Asset management | 2016-10-25 | 2016-12-01 | RO | Dealing in futures contracts | 2016-10-25 | 2016-12-01 | RO | Dealing in securities | 2016-10-25 | 2016-12-01 |
| 2 | RED DOOR CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2019-06-24 | 2020-10-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy