Liu, Xinyu (SFC:AZQ393) 柳欣宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-09-18 | Rep | Dealing in securities | 2013-06-24 | 2013-09-18 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2018-07-03 | Rep | Advising on corporate finance | 2018-07-03 | 2018-11-21 | RO | Advising on corporate finance | 2018-11-21 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2013-10-22 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-03-27 |
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