Chen, Chuanyao 陳川堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-09-11 | 2018-09-11 |
| 2 | Summer Capital Management Company Limited | Rep | Advising on securities | 2018-12-10 | 2024-01-24 | Rep | Asset management | 2018-12-10 | 2024-01-24 | Rep | Dealing in securities | 2020-07-06 | 2024-01-24 | RO | Advising on securities | 2024-01-24 | RO | Asset management | 2024-01-24 | RO | Dealing in securities | 2024-01-24 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-06-28 |
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