Lau, Chris Cheuk Wah 劉卓樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nuveen Hong Kong Limited | Rep | Advising on securities | 2023-12-22 | Rep | Dealing in securities | 2023-12-22 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-01-29 | Rep | Advising on corporate finance | 2015-03-09 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2019-04-09 | RO | Advising on corporate finance | 2019-04-09 | 2020-04-10 |
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