Lau, Raymond Wai Cheuk 劉偉卓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2018-05-17 | 2018-07-09 | Rep | Advising on securities | 2018-05-17 | 2018-07-09 | Rep | Dealing in securities | 2018-05-17 | 2018-07-09 | RO | Advising on corporate finance | 2018-07-09 | RO | Advising on securities | 2018-07-09 | RO | Dealing in securities | 2018-07-09 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-11-25 | RO | Advising on corporate finance | 2013-11-25 | 2016-12-18 | RO | Advising on corporate finance | 2016-12-19 | 2018-02-03 |
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