Leung, Winnie Sin Yeng 梁善盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mont Avenir Capital Limited | RO | Advising on corporate finance | 2019-07-23 | 2020-07-13 | Rep | Dealing in securities | 2020-05-26 | 2021-03-05 | Rep | Advising on corporate finance | 2020-07-13 | 2021-03-05 |
| 2 | Pollock Asset Management Limited | Rep | Dealing in securities | 2021-03-24 | 2024-01-30 | Rep | Asset management | 2021-04-28 | 2024-01-30 | Rep | Advising on securities | 2021-05-28 | 2024-01-30 | RO | Advising on securities | 2024-01-30 | RO | Asset management | 2024-01-30 | RO | Dealing in securities | 2024-01-30 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-01-10 | RO | Advising on corporate finance | 2014-01-10 | 2016-12-18 | RO | Advising on corporate finance | 2016-12-19 | 2019-06-06 |
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