Wu, Lei (SFC:AYW852) 吳鐳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2013-05-15 | 2014-08-29 | Rep | Dealing in securities | 2013-05-15 | 2014-08-29 | Rep | Advising on corporate finance | 2014-04-30 | 2014-08-29 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-10-17 | 2018-08-03 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-09-12 | Rep | Dealing in securities | 2018-09-18 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2012-07-26 |
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