Xiao, Nan (SFC:AYO955) 肖楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-07-31 | 2018-08-09 | Rep | Dealing in securities | 2018-07-31 | 2018-08-09 | RO | Advising on corporate finance | 2018-08-09 | 2023-07-27 | RO | Dealing in securities | 2018-08-09 | 2023-07-27 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-07-07 | RO | Advising on corporate finance | 2014-07-07 | 2016-12-18 | RO | Advising on corporate finance | 2016-12-19 | 2018-05-05 |
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