Zhou, Xiaotian (SFC:AWQ371) 周小天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2020-01-13 | Rep | Advising on corporate finance | 2020-01-13 | 2021-11-10 | RO | Advising on corporate finance | 2021-11-10 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-28 | 2019-10-18 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-09-17 |
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