Zhu, Yahui 朱雅卉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2017-03-07 | 2018-02-02 | Rep | Dealing in securities | 2017-03-07 | 2018-02-02 |
2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-04-06 | Rep | Advising on corporate finance | 2022-01-14 | 2023-11-15 |
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