Lee, Kenny Yiu Sun 李耀新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First China e-Safety Technology Limited | RO | Advising on securities | 2003-07-30 | |
| 2 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | RO | Advising on securities | 2006-12-07 | 2008-07-11 | RO | Asset management | 2006-12-07 | 2008-07-11 |
| 3 | Sinofortune Asset Management Limited | RO | Asset management | 2010-05-20 | 2015-12-16 | Rep | Asset management | 2015-12-16 |
| 4 | Sinofortune Financial Capital Limited | RO | Advising on corporate finance | 2015-12-16 | Rep | Advising on corporate finance | 2015-12-16 |
| 5 | Sinofortune Securities Limited | RO | Advising on corporate finance | 2003-08-29 | RO | Automated trading services | 2003-08-29 | RO | Advising on securities | 2015-12-16 | RO | Dealing in securities | 2015-12-16 | RO | Dealing in futures contracts | 2012-02-03 | 2015-12-16 | Rep | Advising on securities | 2015-12-16 | Rep | Dealing in futures contracts | 2015-12-16 | Rep | Dealing in securities | 2015-12-16 |
| 6 | WANTHORPE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-11-30 | 2008-07-11 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2010-03-31 | RO | Dealing in futures contracts | 2010-03-31 |
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