Wu, Tingting (SFC:AYQ131) 吳婷婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-08-29 | 2018-12-01 | Rep | Advising on securities | 2017-08-29 | 2018-12-01 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2012-06-12 | 2015-03-05 | Rep | Asset management | 2012-06-12 | 2015-03-05 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-11-13 | 2017-06-02 | Rep | Dealing in securities | 2015-11-13 | 2017-06-02 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2017-08-29 | 2018-12-01 | Rep | Dealing in securities | 2017-08-29 | 2018-12-01 |
| 5 | SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-07-07 | RO | Asset management | 2021-07-07 |
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