Liu, Jian (SFC:AZR740) 劉見
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspoon Capital Limited | Rep | Asset management | 2021-12-06 | 2022-08-23 |
| 2 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-06-15 | 2012-10-16 |
| 3 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-12-13 | 2021-04-25 | Rep | Asset management | 2017-12-13 | 2021-04-25 | Rep | Dealing in securities | 2017-12-13 | 2021-04-25 |
| 4 | GAVEKAL CAPITAL LIMITED | Rep | Asset management | 2021-07-29 | 2021-10-01 |
| 5 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-11-18 | 2017-11-30 | Rep | Asset management | 2015-11-18 | 2017-11-30 | Rep | Dealing in securities | 2015-11-18 | 2017-11-30 |
| 6 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2012-11-21 | 2015-10-19 |
| 7 | Rifa Securities Limited | Rep | Dealing in securities | 2012-11-21 | 2015-10-19 |
| 8 | SDHG International Asset Management Limited | Rep | Asset management | 2023-01-06 | 2024-02-10 | Rep | Advising on securities | 2023-01-20 | 2024-02-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy