Shen, Yi (SFC:AZR706) 沈翌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2019-05-23 | 2022-09-29 | Rep | Dealing in securities | 2019-05-23 | 2022-09-29 |
| 2 | Ares Management Asia (Hong Kong) Limited | Rep | Dealing in securities | 2023-02-22 | |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-18 | 2015-03-27 |
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