Shu, Yat Ming Andy 舒日明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2012-06-20 | 2012-09-25 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-08-26 | |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-08-26 | |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-04-22 |
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