Chen, Zhao (SFC:AZT162) 陳昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2012-06-22 | 2012-10-02 |
| 2 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-12 | 2015-04-01 | Rep | Dealing in securities | 2014-07-03 | 2015-04-01 |
| 3 | Funde Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2015-09-29 | 2016-07-12 | Rep | Asset management | 2015-09-29 | 2016-07-12 |
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