Lin, Xiao (SFC:AZR005) 林梟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN CAPITAL MANAGEMENT (HK) LIMITED | RO | Asset management | 2018-02-15 | 2020-03-01 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-06-26 | 2016-06-18 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2016-06-18 |
| 4 | Inforesight Investment Limited | Rep | Asset management | 2020-06-09 | 2024-02-29 |
| 5 | PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2016-08-26 | 2017-07-31 |
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