Gu, Erdong 顧爾東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changchun Securities Limited | RO | Advising on securities | 2018-06-11 | 2019-04-30 | RO | Asset management | 2018-06-11 | 2019-04-30 | RO | Dealing in securities | 2018-06-11 | 2019-04-30 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-12-30 | 2015-12-17 |
| 3 | Foresee Global Asset Management (HK) Limited | Rep | Asset management | 2016-07-27 | 2017-08-10 | RO | Asset management | 2017-08-10 | 2018-03-29 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2014-12-19 | Rep | Dealing in securities | 2012-06-26 | 2014-12-19 |
| 5 | Jingdong Securities Limited | Rep | Advising on securities | 2019-05-09 | 2019-05-10 | Rep | Asset management | 2019-05-09 | 2019-05-10 | Rep | Dealing in securities | 2019-05-09 | 2019-05-10 |
| 6 | TFI Asset Management Limited | RO | Advising on securities | 2019-11-27 | RO | Asset management | 2019-11-27 | RO | Advising on futures contracts | 2020-06-09 |
| 7 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2019-06-05 | 2019-08-26 | RO | Dealing in securities | 2019-08-26 |
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