Wang, He (SFC:AZT320) 王禾

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2012-06-27 2013-07-30
2 Morgan Stanley Asia Limited Rep Dealing in securities 2013-12-03 2014-07-25
3 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2013-12-03 2014-07-25
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2015-12-04 2017-01-28

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