Law, Cheuk Nam 羅卓楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA QIANHAI ZHONGJIN SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-08 | 2017-04-26 | RO | Dealing in securities | 2017-04-26 | 2017-09-15 |
| 2 | CHUNG LEE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-04-19 | 2018-09-01 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-28 | 2014-12-31 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-13 | 2014-12-31 | Rep | Advising on securities | 2014-02-28 | 2014-12-31 |
| 5 | Interactive Brokers Hong Kong Limited | Rep | Dealing in securities | 2018-09-21 | 2022-04-01 | Rep | Dealing in futures contracts | 2018-11-02 | 2022-04-01 | Rep | Leveraged foreign exchange trading | 2018-11-02 | 2022-04-01 |
| 6 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2012-06-27 | 2014-01-01 |
| 7 | Tensant Securities Limited | Rep | Dealing in securities | 2015-01-09 | 2016-10-14 |
| 8 | ZhongHua Finance Asset Management Co., Limited | Rep | Asset management | 2017-09-29 | 2018-09-01 |
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