Poon, Yuk Mui 潘詩瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-06-15 | 2023-08-07 | Rep | Dealing in securities | 2022-06-15 | 2023-08-07 |
2 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2023-09-11 | |
3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2012-06-27 | 2015-09-18 | Rep | Dealing in securities | 2012-06-27 | 2015-09-18 |
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