Chiu, Hsih Chien 丘世健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Advising on securities | 2014-02-17 | 2014-07-01 | RO | Dealing in securities | 2014-02-17 | 2014-07-01 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-06-29 | 2012-10-04 | Rep | Dealing in securities | 2012-06-29 | 2012-10-04 | RO | Advising on securities | 2012-10-04 | 2014-07-01 | RO | Dealing in securities | 2012-10-04 | 2014-07-01 |
| 3 | Redford Asset Management Limited | Rep | Advising on securities | 2014-08-27 | 2014-11-13 | Rep | Asset management | 2014-08-27 | 2016-09-14 | RO | Advising on securities | 2014-11-13 | 2018-06-01 | RO | Asset management | 2016-09-14 | 2018-06-01 |
| 4 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-27 | 2014-11-13 | RO | Dealing in securities | 2014-11-13 | 2018-06-01 |
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