Wong, Rick Yik Yin 王譯賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Dealing in securities | 2023-01-03 | Rep | Advising on corporate finance | 2023-01-03 | 2023-03-21 | RO | Advising on corporate finance | 2023-03-21 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2018-01-19 | 2018-07-09 | Rep | Dealing in securities | 2018-01-19 | 2022-11-24 | RO | Advising on corporate finance | 2018-07-09 | 2022-11-24 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-01-19 | 2022-11-24 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-07-03 | 2017-12-15 |
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