Chau, Annie Sze Yin 周鍶賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-12-30 | 2021-07-12 | Rep | Dealing in securities | 2019-12-30 | 2021-07-12 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Asset management | 2015-08-25 | 2017-10-31 | RO | Advising on securities | 2017-03-07 | 2017-10-31 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2012-07-03 | 2017-03-07 | Rep | Dealing in securities | 2012-07-03 | 2017-03-07 | RO | Advising on securities | 2017-03-07 | 2017-10-31 | RO | Dealing in securities | 2017-03-07 | 2017-10-31 |
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